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Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)

eBook details

Title: Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
Author : The Law Library
Release Date : January 22, 2018
Genre: Law,Books,Professional & Technical,
Pages : * pages
Size : 129 KB

Description

The Law Library presents the complete text of the Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).
Updated as of May 29, 2018

The Securities and Exchange Commission is adopting a new rule that prohibits advisers to pooled investment vehicles from making false or misleading statements to, or otherwise defrauding, investors or prospective investors in those pooled vehicles. This rule is designed to clarify, in light of a recent court opinion, the Commission's ability to bring enforcement actions under the Investment Advisers Act of 1940 against investment advisers who defraud investors or prospective investors in a hedge fund or other pooled investment vehicle.

This ebook contains:
- The complete text of the Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure